Keystone Asset Management Limited (“Keystone Asset Managemnet”) holds an Australian Financial Services License No. 491477 and is licensed pursuant to the Corporations Act to run a financial services business and to serve as a Responsible Entity, operating a number of registered schemes. Keystone Asset Management is licensed to work with listed or unlisted assets, and with both wholesale and retail investors.

AFSL Authorisations

Keystone Asset Management is authorised to carry on a financial services business to retail and wholesale clients as follows;

• Provide general financial product advice for interests in managed investment schemes (excluding IDPS) and securities;

• Deal in a financial products by;

  • issuing, applying for, acquiring, varying and disposing of (1) derivatives restricted to derivatives utilised for the management of financial risk (hedging); (2) interests in managed investment schemes (excluding IDPS)

  • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: 

    •  deposit and payment products limited to:  basic deposit products and deposit products other than basic deposit products; 

    • derivatives restricted to derivatives utilised for the management of financial risk (hedging) 

    • general insurance products 

    • debentures, stocks or bonds issued or proposed to be issued by a government 

    •  interests in managed investment schemes excluding investor directed portfolio services; and 

    • securities

• Operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:  "Shield Master Fund" scheme (ARSN: 650 112 057) 

• Operate custodial or depository services other than IDPS